The Corporate Finance Department is mainly responsible for IPO sponsorship & underwriting, re-financing, private equity financing, as well as providing services of merger & acquisition between corporations at home and abroad. Over the years, the Department has established a strong foundation for project execution and a good reputation in the market by participating in and completing numerous large-scale corporate financing and M&A projects. With insight into the particulars within the PRC and substantial support from China Merchants Securities Co., Ltd., in addition to our familiarities with the Hong Kong securities market policies, we can provide clients with comprehensive one-stop corporate financing and capital markets services.

The major services that we provide include:

For corporations wishing to have an IPO and to be listed on the Stock Exchange of Hong Kong (“HKEx”), we are committed to providing them with IPO sponsorship and underwriting services of international and professional standard, with a focus on IPO sponsorship and underwriting for companies that are leading players in their respective sectors in China.

We provide refinancing projects of companies listed on HKEx with financial advisory and underwriting services, including equity offerings, placement, rights issue, warrants issuance, convertible bonds and other derivatives.

We provide non-listed corporations with financial advisory services for the purposes of overseas private financing to meet their pre-IPO capital requirements. We also introduce diversified investment opportunities to investors.

Financial advisory and independent financial advisory services are provided to HKEx-listed companies on their asset acquisition/disposal, issuance of new shares, reverse takeover and corporate restructuring/privatization. We also provide advice to companies listed overseas to delist from their respective stock exchanges and re-list on Hong Kong Stock Exchange.

M&A is a key channel for Chinese enterprises to invest overseas and for foreign companies to invest in China.

We advise on asset injection or acquisition for state-owned or private companies listed in Hong Kong or China.

We advise on general offer made to shareholders of Hong Kong-listed companies and assist clients in acquiring controlling stakes in such companies.

We provide advice to companies listed overseas to delist from their respective stock exchanges and re-list on Hong Kong Stock Exchange. Advisory services are also available on the privatization of listed companies on Stock Exchange of Hong Kong.

Our team members are experts in domestic and foreign capital markets that have strong business relationships with multi-national companies, state-owned and private enterprises, as well as private equity fund investors. In addition, as an affiliated enterprise under the State-owned Assets Supervision and Administration Commission of the State Council of China, our team has earned a great reputation in the market by providing leadership in a variety of successful large-scale projects, including reorganization & merger, IPO listing, and underwriting for state-owned enterprises.